I. Unified Process Management Module
· Function: Integrates end-to-end investment business workflows, providing a single entry point for tasks such as investment proposals and trade instructions. Standardizes multi-business processes, with “To-Do” items centrally displayed to reduce system switching costs.
· Pain Point Resolution: Eliminates fragmented processes by unifying operational entry points; standardizes cross-department collaboration steps, reducing communication costs.
II. Intelligent Risk Control Engine
· Function: Employs a rules engine to automate risk checks across the entire investment process, covering multi-dimensional indicators such as bond holdings and portfolio duration. Supports flexible rule configuration, with real-time monitoring of key events to trigger alerts or trade restrictions.
· Pain Point Resolution: Replaces manual risk checks, enhancing compliance efficiency; dynamically aligns trading decisions with risk rules, mitigating compliance risks.
III. Centralized Fund Management
· Function: Integrates fund reporting, gap analysis, and predictive analytics. Automatically consolidates multi-channel data to calculate real-time funding gaps and simulates scenarios to forecast cash flow fluctuations over the next 15 trading days, supporting decision-making.
· Pain Point Resolution: Replaces manual data aggregation, reducing calculation errors; improves accuracy of fund-investment matching, ensuring execution readiness.
IV. Data Integration Platform
· Function: Connects multiple systems to build a unified data hub, synchronizing and associating information such as bond pools and trading ledgers in real time. Supports multi-dimensional queries and visualization.
· Pain Point Resolution: Breaks down information silos to provide a holistic asset view; enables data-driven analysis to support rapid strategy adjustments by investment managers.
V. Process Visualization & Feedback Mechanism
· Function: Uses flowcharts and node-tracking tools to visualize the entire investment process. Provides automated feedback on trade results and generates post-trade statistical reports to evaluate execution performance.
· Pain Point Resolution: Increases process transparency for real-time monitoring; establishes a closed-loop “Strategy – Execution – Evaluation” cycle to optimize investment decisions.
VI. Investment Strategy Management Module
· Function: Supports decomposition and operationalization of investment strategies, setting constraints such as holdings and duration by department or team. The system automatically validates trades against strategy parameters to ensure compliance.
· Pain Point Resolution: Translates abstract strategies into executable rules, reducing execution deviations; improves strategy implementation efficiency through automated compliance checks.
